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BETWEEN:
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Freedom of Information and Protection of Privacy
Co-ordinator, Ministry of Finance
Applicant |
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Leah Price for the Applicant |
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- and -
Irwin Glasberg, Assistant Information and
Privacy Commissioner, and John Doe
Respondents - and -
An
Affected Party, an affected party under the Act
Respondent |
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) ) |
David Goodis for the respondent, Irwin Glasberg,
Assistant Information and Privacy Commissioner
Sharon Wong and
Heather Ritchie, for the Respondent, John Doe
No one appearing, for
the respondent, An Affected Party |
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Heard: February 20, 1997 |
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SHARPE J.
REASONS FOR JUDGMENT
This is a application for judicial review of an order of Irwin
Glasberg, the Assistant Information and Privacy Commissioner (the
"Commissioner") under the Freedom of Information and Protection of Privacy Act,
R.S.O. 1990, c. F.31 as am. (the "Act"). The order at issue concerns a request
by "John Doe", a law firm which presented the request on behalf of a client,
for access to "any legal opinions, policy papers, submissions, memoranda,
reports, agreements, or any other written material dealing with Ontario
Regulation 712/92." This regulation was enacted pursuant to the Pension
Benefits Act, R.S.O., 1990, c. P.8. The requester's interest focused on s. 5.1
of Regulation 909 (enacted by s. 4 of Reg. 712/92), the effect of which was to
exempt employers having pension plans with a value of more that $500 million,
so called "jumbo plans", from the obligation to make special payments in
respect of actuarially calculated solvency deficiencies.
Under the Act, the "head" of the institution is required to
respond to a request for access. In its response, the Ministry of Finance
identified 58 records. Eight of these were released. The Ministry reed access
to the remaining records, claiming a number of statutory exemptions. The
requester appealed to the Commissioner. In the order under review, the
Commissioner upheld the Ministry's decision to refuse access to 34 of the
records, but ordered disclosure of the remaining 16 records, either in whole or
in part.
ISSUES
On this application for judicial review, the Ministry submits
that the Commissioner committed reviewable errors of law with respect to the
interpretation and application of the statutory exemptions for
"solicitor-client privilege," "Cabinet privilege" and "advice or
recommendations." It is also submitted that the Commissioner committed a
reviewable error in requiring disclosure of portions of certain records under
s. 10(2) of the Act, the severance provision.
ANALYSIS
(1) Solicitor and Client Privilege
The Ministry claimed solicitor and client privilege with respect
to six records (8, 20, 23, 27, 49, 50) under s. 19 of the Act which provides:
| s. |
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19 A head may refuse to disclose a record that is subject
to solicitor-client privilege or that was prepared by or for Crown counsel for
use in giving legal advice or in contemplation of or for use in
litigation. |
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All of the records for which solicitor-client privilege was
claimed came from the file of the Senior Legal Counsel at the Pension
Commission. It is not disputed that the documents in question are
communications between the client and legal counsel and that legal counsel gave
legal advice relating to the preparation of the regulation in question.
For obvious reasons, this Court, like the Commissioner, can only
describe the records at issue in general terms without reference to their
specific contents. The disputed portions of the records at issue consist of
factual information which passed between legal counsel and the client. Two of
the records, 8 and 20, were prepared by the Senior Counsel and sent to a client
in the course of seeking instructions and giving advice. Records 23 and 50 are
essentially the same document and were prepared within the Ministry. They
outline certain points raised in the process of consultation with various
parties and recommend that certain action to be taken. These documents were
sent to the Senior Counsel by the client to assist her when drag the regulation
and giving legal advice. Record 27 was prepared by the Ministry Policy and
Planning Branch and forwarded to Crown Counsel as part of her instructions in
the drafting process and to be used in giving legal advice on the proposed
regulation. Record 49 was prepared by a actuarial consultant and was forwarded
by the Ministry to counsel for use in giving advice on drafting the regulation.
The Commissioner's order required disclosure of portions of all
of these records. The reasons for this part of the order are as follows:
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In the case of Records 8 and 20, the information which I
have ordered to be disclosed is factual in nature and does not relate to the
provision of legal services. While the Ministry characterizes Records 23, 27
and 50 as containing 'drafting instructions', there is nothing on the face of
these records to support this assertion. Based on their titles and content,
Records 23 and 50 are more accurately described as consultation summary
documents whereas Record 27 is a status report. Neither of these documents is
subject to protection under section 19 of the Act. |
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Finally, with respect to Record 49, the Ministry asserts
that this document was prepared by Senior Legal Counsel for use in advising her
client and Legislative Counsel on how to draft the new regulation. Since the
document was, in fact, authored by the Ministry's actuarial consultant and only
copied to the Senior Legal Counsel, I find that the solicitor-client exemption
has no application to this record. |
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It is apparent that the Commissioner has interpreted s. 19
narrowly, effectively limiting its application to those portions of records
which contain actual instructions to the legal counsel or legal advice rendered
by her to the client. His decision was defended before us on the ground that
the exemption in s. 19 must be read in light of the overall purposes of the Act
set out in s. 1(a), namely "to provide a right of access to information under
the control of institutions" (emphasis added). Reference is also made to the
provision of s. 1(a)(ii) that "exemptions from the right of access should be
limited and specific," and to the severance provision, s. 10(2), which requires
a head to "disclose as much of the record as can reasonably be severed without
disclosing the information that falls under one of the exemptions" and which
applies to s. 19. It is also clear that there is a onus on the party claiming a
exemption under the Act: s. 53.
It was further submitted that at common law, solicitor-client
privilege does not preclude compelled disclosure of facts contained in a
document subject to solicitor-client privilege in certain contexts. Discovery
rules in civil proceedings require a party to disclose facts relevant to the
action, and a party cannot resist disclosure on the ground that those relevant
facts are found in a privileged document. Similarly, disclosure of facts may be
compelled in criminal or professional discipline hearings and a party may not
resist disclosure on the ground that those very facts have been communicated to
counsel for the purpose of obtaining advice: see Law Society of Upper Canada v.
Baker, [1997] O.J. No. 69 (Div. Ct.).
Counsel for the Commissioner urges us to adopt a deferential
approach to the decision under review. This Court has stated on a number of
occasions that the Commissioner's decisions on findings of fact, weighing of
evidence and the interpretation and application of the Act are ordinarily
entitled to a high degree of curial deference: John Doe v. Ontario (Information
and Privacy Commissioner) (1993), 13 O.R. (3d) 767 at 782-3 (Div. Ct.).
On the other had, where decisions of specialized administrative
bodies relate to questions of law as to fundamental rights which do not fall
within the specialized expertise of the tribunal and with which the Courts deal
on a regular basis, the appropriate degree of curial deference may be
attenuated: see Pezim v. British Columbia (Superintendent of Brokers) (1994),
114 D.L.R. (4th) 385 at 405. In my view, solicitor-client privilege is such an
area and the deference to be accorded to the Commissioner's decisions is
attenuated. Solicitor-client privilege has been identified by the Supreme Court
of Canada as a fundamental right: Solosky v. The Queen, [1980] 1 S.C.R. 821 at
839 per Dickson J. It cannot be said that defining the scope of
solicitor-client privilege is a matter within the specialized expertise of the
Commissioner. I note that faced with the question of the standard of review to
be applied to decisions under the comparable provision of the British Columbia
Act; Lowry J. found: "This is not a case where substantial deference might be
afforded if the Commissioner could be said to have adopted a reasonable
interpretation of the legislation." (Legal Services Society v. British Columbia
(Information and Privacy Commissioner) (1996), 140 D.L.R. (4th) 372 at 379
(B.C.S.C.)).
In any event, it is my view that the Commissioner interpreted the
scope of solicitor-client privilege in a manner that is fundamentally wrong in
law. I accept the Ministry's submission that the exemption protecting
solicitor-client privilege should be seen as "class-based". A "class-based"
privilege is one that protects the entire communication and not merely those
specific items which involve actual advice. This approach has been adopted with
respect to a similar provision in the British Columbia Freedom of Information
and Privacy Act, S.B.C. 1992, c. 61, s. 14: see British Columbia (Minister of
Environment, Lands & Parks) v. British Columbia Information and Privacy
Commissioner) (1995), 16 B.C.L.R. (3d) 64 at 74.
Solicitor-client privilege is a substantive right and not merely a
evidentiary rule: Solosky v. The Queen, supra; Descoteaux v. Mierzwinski,
[1982] 1 S.C.R. 860 at 873-5. The rationale for solicitor-client privilege was
expressed in the following often quoted passage from the judgment of Jackett P.
in Susan Hosiery Limited v. Minister of National Revenue, [1969] 2 Ex. C.R. 27
at 33:
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In so far as the solicitor-client communications are
concerned, the reason for the rule, as I understand it, is that, if a member of
the public is to receive the real benefit of legal assistance that the law
contemplates that he should, he and his legal adviser must be able to
communicate quite freely without the inhibiting influence that would exist in
what they said could be used in evidence against him so that bits and pieces of
their communications could be taken out of context and used unfairly to his
detriment unless their communications were at all times framed so as not only
to convey their thoughts to each other but so as not to be capable of being
misconstrued by others. The reason for the rule, and the rule itself, extends
to the communications for the purpose of getting legal advice, to incidental
materials that would tend to reveal such communications, and to the legal
advice itself. It is immaterial whether they are verbal or in writing.
[Emphasis added] |
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In Solosky v. The Queen, supra, Dickson J. stated "the right to
communicate in confidence with one's legal adviser is a fundamental civil and
legal right founded upon the unique relationship of solicitor and client." The
rationale for the privilege is the need to ensure that one can make full
disclosure of all the facts to one's counsel without fear of prejudice. Without
the assurance of confidentiality, the client may be afraid to make full
disclosure to the legal advisor and as a consequence will not have access to
legal advice based upon all the facts.
While solicitor-client privilege is usually thought of as a
protection for the individual against the power of the State? I can see no
basis for interpreting claims of privilege more narrowly when they are advanced
by the state, particularly as the right is expressly preserved by s. 19. In
carrying out their important mandate, public servants must be able to freely
and openly communicate with legal counsel to gain appropriate access to legal
advice. There is nothing in the language of s. 19 to suggest that public
institutions are entitled to anything less than the full protection of
solicitor-client privilege.
The rules of discovery in civil actions and disclosure in
criminal and quasi-criminal matters requiring the disclosure of relevant facts
do not limit the substantive scope of solicitor-client privilege protected by
the Act. Those rules merely provide that where there is a legal obligation to
disclose facts, one cannot avoid that obligation on the basis that the facts
were given to legal counsel. The distinction is an important one: a client can
be asked to disclose facts relevant to a proceeding but that is not the same as
forcing the client to divulge what he or she told legal counsel.
It is apparent that the effect of the order under review is to
compel the Ministry to disclose what it told its legal advisor to obtain legal
advice. In my view, that constitutes a derogation of solicitor-client privilege
and cannot be supported as a acceptable interpretation of s. 19. Once it is
established that a record constitutes a communication to legal counsel for
advice, it is my view that the communication in its entirety is subject to
privilege.
I would hasten to add that this interpretation does not exclude
the application of s. 10(2), the severance provision, for there may be records
which combine communications to counsel for the purpose of obtaining legal
advice with communications for other purposes which are clearly unrelated to
legal advice. I would also emphasize that the privilege protects only the
communication to legal counsel. If facts communicated to legal counsel are to
be found in some other form in the records of the Ministry, those records are
not sheltered from disclosure simply because those same facts were disclosed to
legal counsel. Similarly, documents authored by third parties and communicated
to counsel for the purpose of obtaining legal advice do not gain immunity from
disclosure unless the dominant purpose for their preparation was obtaining
legal advice: Ontario (Attorney General) v. Hale (1995), 85 O.A.C. 229 (Div.
Ct.).
(2) Cabinet Privilege
The Ministry claimed that all but one of the 50 records are
subject to Cabinet privilege. The Commissioner accepted that four records were
exempt under s. 12(1)(b), two were exempt under s. 12(1) and that portions of
fourteen other records were exempt. The issue before this Court was narrowed to
10 records (6, 23, 24, 27, 37, 47, 49, 50, 55, 57) and the extent to which
portions of those records may be severed and disclosed. The Commissioner
accepted that portions of these documents were protected by Cabinet privilege
and that information ought not to be disclosed where the effect would be to
reveal the substance of or permit the drawing of inferences with respect to the
deliberations of Cabinet or its Committees. The Commissioner, nevertheless,
ordered the disclosure of significant portions of these records. The Ministry
submits that the Commissioner adopted the correct test but failed to apply it
appropriately by ordering disclosure of portions of the records. As the focus
of the Ministry's attack on the order relates to the extent to which the
Commissioner saw fit to sever and order disclosed portions of the records at
issue I say no more with respect to Cabinet privilege and will return to these
records when considering the Commissioner's interpretation of the severance
provision.
(3) Advice and Recommendations
The Ministry claims exemption for two records (47 and 49, already
discussed in relation to solicitor-client privilege), pursuant to s. 13 which
protects "advice or recommendations":
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A head may refuse to disclose a record where the disclosure
would reveal advice or recommendations of a public servant, any other person
employed in the service of an institution or a consultant retained by a
institution. |
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Portions of both documents were ordered disclosed, portions were
excluded on other grounds, and the Commissioner rejected the claim of "advice
and recommendations" on the ground that these records "do not contain advice or
recommendations for the purposes of this exemption." Again, I am precluded from
disclosing the contents of the records at issue, but based on the documents
themselves and the description provided by the Ministry, it seems apparent that
the remaining portions of these documents do, indeed, contain the substance of
the advice and recommendations being given by the consultant. Although this is
a area where the Commissioner's decision is entitled to a high degree of
deference, I find it impossible to understand how the Commissioner reached his
conclusion and conclude that, on this point, the order should be quashed.
(4) Severance
There is a fundamental difference between the parties with
respect to the application of the severance provision of the Act:
| 10(2) |
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Where a institution receives a request for access to a
record that contains information that falls within one of the exemptions under
sections 12 to 22, the head shall disclose as much of the record as can be
reasonably severed without disclosing the information that falls under one of
the exemptions. |
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The Ministry took the position that s. 10(2) could not be applied
to any of the records. In its submission to the Commissioner, the Ministry
contended that severance was not possible on the ground that severed material
would not be responsive to the request, and that "in light of cabinet
confidentiality being so interwoven with the facts, recommendations, options
and opinions contained in the records at issue a reasonable severance is not
possible and the records must be exempt in their entirety." The Commissioner
rejected that contention for the following reasons:
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In this order, I have directed that [16] of the records at
issue be disclosed in part which means that I have applied the severance
principle to these documents. While admittedly the records which I have
reviewed are technical in nature and form part of a complex policy development
process, I have not found it especially difficult to separate out that
information which is subject to the exemptions and that which must be released
to the appellant. I would suggest that experienced Ministry staff could equally
have undertaken this task when the original decision letter was issued to the
appellant. |
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The Ministry had requested the opportunity to consider severance
if the Commissioner rejected its submission but the Commissioner refused to
give the Ministry a second chance and proceeded to conduct the severance
exercise himself.
While I am constrained by the fact that I cannot at this stage
disclose the records themselves, I will attempt to describe in general terms
the results of the Commissioner's severance exercise. It is apparent from the
treatment accorded to the records at issue, that the Commissioner interpreted
the severance provision as requiring a painstaking word-a-word review of the
records and to require disclosure of every single word that is not subject to a
exemption. In several cases (ie. records 6, 8, 25, 47, 55), the result is that
little is left of a letter or memorandum other that the letterhead, date,
salutation and concluding paragraph. In the case of at least one record (27),
words or names are excised in one place, but undeleted in others. In several
instances, while specific words, names or phrases are deleted, it would appear
to be a relatively simple matter for a sophisticated reader of the document to
deduce the content of some of the severed portions (ie. records 23, 27, 50).
I would accept that this is a area where deference is to be paid
to the specialized expertise of the Commissioner in relation to the
interpretation of the Act, and that this court should intervene only if the
Commissioner's decision is patently unreasonable. I find, however, on the
record before this Court that the Commissioner's interpretation and application
of the severance provision is patently unreasonable. It is impossible to
discern the reasoning which led the Commissioner to decide what to delete and
what to leave from the reasons given for the order or from a examination of the
records themselves. Counsel for the Commissioner was unable to offer more than
the submission that we should accept that the Commissioner had made these
distinctions after careful consideration of all the relevant documents. Where
the order is inexplicable on its face, we cannot uphold it on blind faith. More
important, the result cannot, in my view, be justified on the basis of s. 10(2)
which requires disclosure of "as much of the record as can be reasonably
severed without disclosing the information that falls under one of the
exemptions." In my view, the Commissioner has ignored the word "reasonably" and
has taken a literal and mechanical word-by-word approach. His interpretation
appears to ignore the injunction not to apply the severance provision where the
result would be to disclose exempted information. While it is apparent that a
enormous amount of time and attention has been devoted to the word-by-word
review, that painstaking effort has, in my view, produced a result which is, on
its face, impossible to understand, and the reasons offered shed no her light
on the matter. I can only conclude that the decision is patently unreasonable.
I would note, however, that while the Commissioner has taken a
excessively aggressive approach with respect to s. 10(2), the Ministry's
position that 49 of the 50 documents were subject to Cabinet privilege and that
s. 10(2) has no application whatsoever to the records at issue plainly went too
far. The Act requires the institution head to disclose what can be severed and
it is contemplated that the severance exercise will be conducted by those most
familiar with the records. Had the Ministry made a effort to disclose what is
severable, it is possible that the request could have been dealt with much more
efficiently and much more expeditiously. While the Commissioner's order is, in
my view, patently unreasonable, it should not go unmentioned that the situation
before this Court was to some extent produced by the unreasonably hard line
taken by the Ministry in its response.
In my view, it would not be appropriate to this Court's function
on judicial review to engage in a detailed record-by-record review of what
should and should not be disclosed. That task should be left to the
Commissioner in light of the legal principles enunciated here. Accordingly, I
will say no more about precisely what, if anything, must be disclosed from the
records at issue here.
I would, however, adopt as a helpful guide to the interpretation
of s. 10(2) the following passage from the judgment of Jerome A.C.J. in Canada
(Information Commissioner) v. Canada (Solicitor General), [1988] 3 F.C. 551 at
558 interpreting the analogous provision in the Access to Information Act, S.C.
1980-81-82-83, c. 111, sch. I, s. 25:
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One of the considerations which influences me is that these
statutes do not, in my view, mandate a surgical process whereby disconnected
phrases which do not, by themselves, contain exempt information are picked out
of otherwise exempt material and released. There are two problems with this
kind of procedure. First, the resulting document may be meaningless or
misleading as the information it contains is taken totally out of context.
Second, even if not technically exempt, the remaining information may provide
clues to the content of the deleted portions. Especially when dealing with
personal information, in my opinion, it is preferable to delete a entire
passage in order to protect the privacy of the individual rather than
disclosing certain non-exempt portions or words. |
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Indeed, Parliament seems to have intended that severance of
exempt and non-exempt portions be attempted only when the result is a
reasonable fulfilment of the purposes of these statutes. Section 25 of the
Access to Information Act, which provides for severance, reads: |
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| 25. |
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Notwithstanding any other provision of this Act, where a
request is made to a government institution for access to a record that the
head of an institution is authorized to refuse to disclose under this Act by
reason of information or other material contained in the record, the head of
the institution shall disclose any part of the record that does not contain,
and can reasonably be severed from any part that contains any such information
or material. [Emphasis added] |
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Disconnected snippets of releasable information taken from
otherwise exempt passages are not, in my view, reasonably severable. |
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Similarly, in Montana Band of Indians v. Canada (Minister of
Indian & Northern Affairs) (1988), 51 D.L.R. (4th) 306 at 320, Jerome
A.C.J. stated:
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To attempt to comply with s. 25 would result in the release
of a entirely blacked-out document with, at most, two or three lines showing.
Without the context of the rest of the statement, such information would be
worthless. The effort such severance would require on the part of the
department is not proportionate to the quality of access it would
provide. |
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CONCLUSION
For these reasons, I would allow the application for judicial
review, quash the Commissioner's order with respect to the records referred to
in these reasons (6, 8, 20, 23, 24, 25, 27, 37, 47, 49, 50, 55, 57). The
portion of the record subject to the sealing order shall remain sealed,
provided that the records not dealt with here and ordered disclosed by the
order under review are, subject to any other order, to be disclosed after the
expiry of the time for seeking leave to appeal from this decision. Ordinarily
the matter would be remitted to the Commissioner for reconsideration in light
of these reasons. However, in the circumstances, the appropriate order is
simply to quash the decision without prejudice to the right of the requesting
party to resubmit its request to the Ministry. That will allow the Ministry to
reconsider what ought to be disclosed in light of these reasons. In the
circumstances, there should be no order as to costs.
DATED AT TORONTO, THIS 19 DAY OF APRIL,
1997.
SHARPE J. SAUNDERS J. I agree. KEENAN
J. -- I agree. |