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| s.15 |
SUMMARY OF ORDERS/PRIVACY REPORTS |
s.9 |
General
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For a record to qualify for exemption, an institution must show: 1) the records reveal
information received from another government or its agencies; and 2) the information was
received by an institution; and 3) the information was received in confidence. (Order #P-883)
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A head must apply his or her discretion to each record and cannot rely simply on
"practical
experience" to exempt a group of records under this exemption. (Order #P-56)
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This exemption requires that the expectation that disclosure of a record could prejudice the
conduct of intergovernmental relations or reveal information received in confidence by the
institution from another government or its agencies, must not be fanciful, imaginary or
contrived, but rather one that is based on reason. (Orders #P-270, P-293, P-480)
- The Commission confirmed that reasonable expectation of harm required that the
institution
establish a clear and direct linkage between the disclosure of the information and the harm
alleged. The Commission approved of the position taken by the Federal Court of Appeal in
Canada Packers Inc. v. Canada (Minister of Agriculture) [1989] 1 F.C. 47 at
59-60, where
the Court indicated that a "reasonable expectation of probable harm" was required. It
also
approved of the Federal Court Trial Division's decision in The Information
Commissioner of
Canada v. The Prime Minister of Canada, unreported, November 19, 1992, where the
Court
stated that the mere "possibility" of harm was not sufficient. The Court held that
descriptions
of possible harm, even in substantial detail, are insufficient in themselves. Justice Rothstein
stated that:
The Court must be given an explanation of how or why the harm alleged would result
from disclosure of specific information. If it is self-evident as to how and why harm
would result from disclosure, little explanation need be given. Where inferences must
be drawn, or it is not clear, more explanation would be required. The more specific
and substantial the evidence, the stronger the case for confidentiality. The more
general the evidence, the more difficult it would be for a Court to be satisfied as to
the linkage between disclosure of particular documents and the harm alleged...While
the fact that the same or similar information is public is not necessarily conclusive of
the question of whether or not there is a reasonable expectation of harm from
disclosure of the information sought to be kept confidential, the burden of justifying
confidentiality, would...be more difficult to satisfy.
(Order #P-534)
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A proposed agenda and other records which would reveal the substance of Ontario's
proposal
to the federal government for resolving an international trade dispute were exempt. (Order
#P-883)
- This order established a three part test for records to qualify under this section. In this
Order,
the test was restated, for the purpose of making it more straightforward: (Order #P-210) (1) the relations must be
intergovernmental (2) that is relations between an
institution and another government or its agencies; and (3) disclosure of the records could give rise to a reasonable expectation of
prejudice to the conduct of intergovernmental relations.
In this case, the Commission determined that the requested records, if disclosed, could
reasonably
be expected to prejudice intergovernmental relations between Ontario and Canada. This
presumption
was based on the sensitive and complex nature of land claims negotiations generally and the
particulars of these records which included the need for ongoing negotiations to implement a
land
settlement agreement. (Order #P-908)
s.15(a) and (b)
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While Atomic Energy of Canada Ltd. (AECL) and Ontario Hydro are not governments, they
are capable of conducting intergovernmental relations on behalf of their respective
governments. As a Crown corporation, AECL exercises its powers only as an agent of the
Crown. Similarly, Ontario Hydro is a Crown corporation and an agent of the Ontario
government. Where they conduct business through a joint committee of representatives,
information received by Ontario Hydro from AECL may be covered by s.15(b) [FIPPA].
(Order #P-270)
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A draft agreement between the federal government and the United States concerning beer
trade was exempt. (Order #P-883)
s.15(a)
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To qualify for exemption an institution must establish that: 1) disclosure of the records could
give rise to an expectation of prejudice to the conduct of intergovernmental relations; and 2)
the relations which it is claimed would be prejudiced must be inter- governmental, that is
relations between an institution and another government or its agencies; and 3) the
expectation that prejudice could arise as a result of disclosure must be reasonable. (Order
#P-883, P-908, P-949, P-908, P-946)
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A record that discloses the fact that a company will engage in negotiations
with the federal
government does not relate to intergovernmental relations between the province and the
federal government. Also, the disclosure of a record containing an undertaking by the
province to negotiate with the federal government cannot reasonably be expected to prejudice
intergovernmental relations. (Orders #P-87, P-210, P-270, P-293, P-388, P-435, P-630)
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The fact that disclosure of the records would prejudice the relationship between the mining
industry and the federal and provincial governments is not sufficient to satisfy this provision.
It is intergovernmental relations that must be prejudiced in order to satisfy this exemption.
(Order #P-388)
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The possibility that disclosure of the record would prejudice the relationship between the
private sector and the government is not covered by this exemption. The prejudice must be
to intergovernmental relations. (Order #P-435)
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A settlement proposal received by the provincial government between the Algonquins of the
Golden Lake First Nation (AGL) and the Government of Canada and the Government of
Ontario was held to be exempt under this provision. The Commission was satisfied that the
process was sensitive and confidential and that prejudice between Ontario and Canada would
result from untimely disclosure. In addition, the Commission ruled that the negotiations
between Ontario and Canada are intergovernmental in nature. (Order #P-630, P-949)
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Disclosure of correspondence between counsel at the Ministry of the Attorney General and
the British Lord Chancellor's Department in respect of the Hague Convention on the Civil
Aspects of International Child Abduction could reasonably be expected to prejudice
intergovernmental relations. (Order #P-236)
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Correspondence between the senior justice officials of two governments that deals with
highly
sensitive and controversial issues may be exempt. (Order #P-123)
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The relations in question must be intergovernmental rather than among agencies of the same
government. (Order #P-859)
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Minutes of a meeting attended by federal and provincial tax administrators regarding the
interpretation of tax laws fell under this exemption. (Order #P-876)
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Although the Federal government had not been provided with copies of the communications
strategy for public consultation regarding fishing rights for First Nations, these records relate
to matters in which the Federal Government had an interest and relate to its relationship with
the province. (Order #P-961)
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The fact that the two Federal Government Departments most closely connected with the
request had consented to the disclosure of certain of the records does not mean that
disclosure would not prejudice the conduct of intergovernmental relations between Ontario
and Canada. In this case, Ontario's argument persuaded the Commission that the exemption
applied.(Order #P-961)
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While the records of discussions of the Board of Directors meetings were exempt under this
provision, those portions of the minutes which contain the carried motions of the Canadian
Blood Agency were not. They reflect the decisions of the Agency in relation to the regulation
of the National Blood Supply Program, and therefore, would not prejudice the conduct of
intergovernmental relations. (Order #P-1291)
- The Commission reconsidered the test it had developed as the standard for determining the
application of this provision. The test should be restated as follows: In order for a record to
qualify for exemption under this section, the parties resisting disclosure must establish that 1) the
records relate to intergovernmental relations, that is relations between an institution and another
government or its agencies; and 2) disclosure of the records could reasonably be expected to
prejudice the conduct of intergovernmental relations. (Order #P-1406r)
s.15(b)
- The Toronto Stock Exchange is not a government agency and it is not "another level of government" for purposes of the section 15(b) exemption
(Order # PO-1883)
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The three part test for records to qualify under this provision is:
1) the records reveal information received from another government or its agencies; and
2)the information was received by an institution; and 3) the information was received in
confidence. (Orders #P-210, P-908)
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Section 15(b) [FIPPA] is intended to protect the free flow of information from other
governments or their agencies to Ontario institutions which are carrying out their respective
"governmental" functions. It does not apply to records provided by Revenue Canada
to the
institution where the relationship was that of tax collector and taxpayer. (Order #P-263)
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The purpose of this exemption is to ensure that governments under MFIPPA/FIPPA will
continue to obtain access to records which other governments could otherwise be unwilling
to supply without having this protection from disclosure. In order for this provision to apply,
the case for confidentiality must be made by the supplying government , not the receiving
government.(Order #M-844)
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This provision applies to a letter from the federal government to the Registrar of Private
Investigators and Security Guards. The Private Investigators and Security Guards
Act
provides that all information received by the Registrar in the course of an investigation not
be disclosed without the consent of the Commissioner under that Act. (Order #P-1256)
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This provision may be satisfied where information is received implicitly in confidence.
Nevertheless, the institution must provide sufficient evidence that the information was
received in confidence. (Orders #P-304,
M-128, M-221, P-627)
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A municipality is not "another government" for the purposes of
s.15(b) [FIPPA]. (Order
#P-69)
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This provision cannot apply to records that were sent from the institution
to the other
government. (Order #P-278)
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Records compiled by the Royal Canadian Mounted Police (RCMP) regarding arson and
fraud investigations of the requester are provided in confidence to the provincial police force.
The
records are then given to the Ministry of the Attorney General for the prosecution. This
exemption is satisfied because the RCMP is an agency of another government and the records
were received in confidence. The expectation of confidence continued when the police
provided the documents to the ministry. (Order #P-368)
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Information supplied in confidence by the Federal Health Board is covered by s.15(b)
[FIPPA]. (Order #P-68 and see Orders
#P-210, P-278, P-304, P-369 for other examples)
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Records prepared by the federal government for the institution in respect of an in
camera
federal inquiry are covered by section 15(b) [FIPPA]. (Order #P-123)
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Notes made from manuscripts from an in camera inquiry fall within s.15(b)
[FIPPA] when
they are provided to a provincial government ministry from the federal government.
Similarly, the transcript of a confidential meeting between governments is exempt under
s.15(b) [FIPPA]. (Orders #P-123, P-124)
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Where records about an individual were received by the Ontario Insurance Commission and
the Ontario Securities Commission from the Royal Canadian Mounted Police in confidence,
they are exempt under this provision. (Order #P-452)
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Records received by the Ministry of Finance from the Canada Deposit Insurance
Corporation,
in respect of the ministry's regulation of loan and trust companies, were provided in
confidence and were exempt under this provision. (Order #P-480)
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The Commission found that this exemption applied to a report received by the Ontario
Native
Affairs Secretariat (ONAS) from Indian and Northern Affairs Canada (INAC) relating to a
First Nations land claim. It was determined that the Government of Canada forwarded
sensitive information contained in its historical reports only to the parties to the negotiations
involved in land claims and that these materials were supplied in confidence. The protocols
between the parties to the negotiations supported the confidential nature of the information.
(Order #P-730, P-949)
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The proposals of other provincial governments for changes to funding of out of province
medical care was exempt under this provision. (Order #P-1038)
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The exemption applies to relations with territorial governments. (Order #P-1202)
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Briefing notes prepared by Ontario officials which discuss the contents of other province's
briefing notes pertaining to matters discussed at interprovincial conferences are exempt.
(Order #P-1202)
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Records received by the Ontario Insurance Commission from a federal government agency,
namely the Office of the Superintendent of Financial Institutions Canada met the requirements
of this section.(Order #P-1211)
- Records which reveal the contents records received from another government fall under
this
provision. (Order #P-1552)
s.9(1)(a) MFIPPA : NOTE: This section is unique to MFIPPA; It
is comparable to s.15(b)
of FIPPA
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Records provided by the Department of National Defence (DND) to a City to plan for a
public display of military equipment were not exempt under this provision. At the time the
records were provided to the City, no reference to confidentiality was made. The records
were provided in respect of previous events and had at one time been distributed to members
of the public who were involved in planning the previous events. Even though an expectation
of confidentiality was alluded to in subsequent meetings with the DND, the Commission
found that the "in confidence" test had not been met. (Order #M-151)
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Computer printouts of the criminal history of the appellant were obtained electronically from
the Canadian Police Information Centre (CPIC). The information in CPIC is comprised of
information originally entered in the system by various law enforcement agencies, including
non-federal sources. The Royal Canadian Mounted Police (RCMP), while responsible for the
administration and maintenance of the system, is only one of the contributors of information.
The mere fact that the RCMP administers and maintains CPIC does not make the RCMP the
source of all information that resides in the system. Only the retrieval of information
originally supplied to CPIC by the RCMP can be considered to be "received" from
the
RCMP. In this case, the information received from CPIC was originally supplied by the local
police force itself. As a result, this exemption does not apply. (Orders #M-128, M-363, M-839)
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In this case the information entered on Canadian Police Information Centre. was obtained in
confidence from the Royal Canadian Mounted Police, Immigration and Passport Branch. As
a result, the Commission found that this exemption applied. (Order #M-363)
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Confidential records received by the police from various agencies of the government of
Canada, Ontario and the United States were exempt under this provision. The records
derived from the Royal Canadian Mounted Police, the Federal Department of External Affairs
and the Department of Justice, the ministries of the Solicitor General and the Attorney
General in Ontario and United States police agencies. (Order #M-202)
9(1)(b) MFIPPA - NOTE: This
section is unique to MFIPPA; It is comparable to s.15(b)
of FIPPA
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A current value assessment phase-in property impact tape fell under this provision.(Order #M-1089)
9(1)(d) MFIPPA - NOTE: This
section is unique to MFIPPA; It is comparable to s.15(b)
of FIPPA
- Municipal and regional police services are law enforcement agencies
of the Government of Ontario, because the Police Services
Act (PSA) is the governing legislation with respect to police services in Ontario and the PSA
is
administered by the Solicitor General of Ontario. (Order #M-1004)
- In this case, the OPP did not have a reasonable expectation of confidentiality
for C.P.I.C. information relating to the suspension of the requester's driving licence (Order #M-1055)
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