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FIPPA MFIPPA


s.15 SUMMARY OF ORDERS/PRIVACY REPORTS s.9

General



  • For a record to qualify for exemption, an institution must show: 1) the records reveal information received from another government or its agencies; and 2) the information was received by an institution; and 3) the information was received in confidence. (Order #P-883)


  • A head must apply his or her discretion to each record and cannot rely simply on "practical experience" to exempt a group of records under this exemption. (Order #P-56)


  • This exemption requires that the expectation that disclosure of a record could prejudice the conduct of intergovernmental relations or reveal information received in confidence by the institution from another government or its agencies, must not be fanciful, imaginary or contrived, but rather one that is based on reason. (Orders #P-270, P-293, P-480)


  • The Commission confirmed that reasonable expectation of harm required that the institution establish a clear and direct linkage between the disclosure of the information and the harm alleged. The Commission approved of the position taken by the Federal Court of Appeal in Canada Packers Inc. v. Canada (Minister of Agriculture) [1989] 1 F.C. 47 at 59-60, where the Court indicated that a "reasonable expectation of probable harm" was required. It also approved of the Federal Court Trial Division's decision in The Information Commissioner of Canada v. The Prime Minister of Canada, unreported, November 19, 1992, where the Court stated that the mere "possibility" of harm was not sufficient. The Court held that descriptions of possible harm, even in substantial detail, are insufficient in themselves. Justice Rothstein stated that: The Court must be given an explanation of how or why the harm alleged would result from disclosure of specific information. If it is self-evident as to how and why harm would result from disclosure, little explanation need be given. Where inferences must be drawn, or it is not clear, more explanation would be required. The more specific and substantial the evidence, the stronger the case for confidentiality. The more general the evidence, the more difficult it would be for a Court to be satisfied as to the linkage between disclosure of particular documents and the harm alleged...While the fact that the same or similar information is public is not necessarily conclusive of the question of whether or not there is a reasonable expectation of harm from disclosure of the information sought to be kept confidential, the burden of justifying confidentiality, would...be more difficult to satisfy. (Order #P-534)


  • A proposed agenda and other records which would reveal the substance of Ontario's proposal to the federal government for resolving an international trade dispute were exempt. (Order #P-883)


  • This order established a three part test for records to qualify under this section. In this Order, the test was restated, for the purpose of making it more straightforward: (Order #P-210) (1) the relations must be intergovernmental (2) that is relations between an institution and another government or its agencies; and (3) disclosure of the records could give rise to a reasonable expectation of prejudice to the conduct of intergovernmental relations. In this case, the Commission determined that the requested records, if disclosed, could reasonably be expected to prejudice intergovernmental relations between Ontario and Canada. This presumption was based on the sensitive and complex nature of land claims negotiations generally and the particulars of these records which included the need for ongoing negotiations to implement a land settlement agreement. (Order #P-908)


s.15(a) and (b)



  • While Atomic Energy of Canada Ltd. (AECL) and Ontario Hydro are not governments, they are capable of conducting intergovernmental relations on behalf of their respective governments. As a Crown corporation, AECL exercises its powers only as an agent of the Crown. Similarly, Ontario Hydro is a Crown corporation and an agent of the Ontario government. Where they conduct business through a joint committee of representatives, information received by Ontario Hydro from AECL may be covered by s.15(b) [FIPPA]. (Order #P-270)


  • A draft agreement between the federal government and the United States concerning beer trade was exempt. (Order #P-883)


s.15(a)



  • To qualify for exemption an institution must establish that: 1) disclosure of the records could give rise to an expectation of prejudice to the conduct of intergovernmental relations; and 2) the relations which it is claimed would be prejudiced must be inter- governmental, that is relations between an institution and another government or its agencies; and 3) the expectation that prejudice could arise as a result of disclosure must be reasonable. (Order #P-883, P-908, P-949, P-908, P-946)


  • A record that discloses the fact that a company will engage in negotiations with the federal government does not relate to intergovernmental relations between the province and the federal government. Also, the disclosure of a record containing an undertaking by the province to negotiate with the federal government cannot reasonably be expected to prejudice intergovernmental relations. (Orders #P-87, P-210, P-270, P-293, P-388, P-435, P-630)


  • The fact that disclosure of the records would prejudice the relationship between the mining industry and the federal and provincial governments is not sufficient to satisfy this provision. It is intergovernmental relations that must be prejudiced in order to satisfy this exemption. (Order #P-388)


  • The possibility that disclosure of the record would prejudice the relationship between the private sector and the government is not covered by this exemption. The prejudice must be to intergovernmental relations. (Order #P-435)


  • A settlement proposal received by the provincial government between the Algonquins of the Golden Lake First Nation (AGL) and the Government of Canada and the Government of Ontario was held to be exempt under this provision. The Commission was satisfied that the process was sensitive and confidential and that prejudice between Ontario and Canada would result from untimely disclosure. In addition, the Commission ruled that the negotiations between Ontario and Canada are intergovernmental in nature. (Order #P-630, P-949)


  • Disclosure of correspondence between counsel at the Ministry of the Attorney General and the British Lord Chancellor's Department in respect of the Hague Convention on the Civil Aspects of International Child Abduction could reasonably be expected to prejudice intergovernmental relations. (Order #P-236)


  • Correspondence between the senior justice officials of two governments that deals with highly sensitive and controversial issues may be exempt. (Order #P-123)


  • The relations in question must be intergovernmental rather than among agencies of the same government. (Order #P-859)


  • Minutes of a meeting attended by federal and provincial tax administrators regarding the interpretation of tax laws fell under this exemption. (Order #P-876)


  • Although the Federal government had not been provided with copies of the communications strategy for public consultation regarding fishing rights for First Nations, these records relate to matters in which the Federal Government had an interest and relate to its relationship with the province. (Order #P-961)


  • The fact that the two Federal Government Departments most closely connected with the request had consented to the disclosure of certain of the records does not mean that disclosure would not prejudice the conduct of intergovernmental relations between Ontario and Canada. In this case, Ontario's argument persuaded the Commission that the exemption applied.(Order #P-961)


  • While the records of discussions of the Board of Directors meetings were exempt under this provision, those portions of the minutes which contain the carried motions of the Canadian Blood Agency were not. They reflect the decisions of the Agency in relation to the regulation of the National Blood Supply Program, and therefore, would not prejudice the conduct of intergovernmental relations. (Order #P-1291)


  • The Commission reconsidered the test it had developed as the standard for determining the application of this provision. The test should be restated as follows: In order for a record to qualify for exemption under this section, the parties resisting disclosure must establish that 1) the records relate to intergovernmental relations, that is relations between an institution and another government or its agencies; and 2) disclosure of the records could reasonably be expected to prejudice the conduct of intergovernmental relations. (Order #P-1406r)


s.15(b)



  • The Toronto Stock Exchange is not a government agency and it is not "another level of government" for purposes of the section 15(b) exemption (Order # PO-1883)
  • The three part test for records to qualify under this provision is: 1) the records reveal information received from another government or its agencies; and 2)the information was received by an institution; and 3) the information was received in confidence. (Orders #P-210, P-908)


  • Section 15(b) [FIPPA] is intended to protect the free flow of information from other governments or their agencies to Ontario institutions which are carrying out their respective "governmental" functions. It does not apply to records provided by Revenue Canada to the institution where the relationship was that of tax collector and taxpayer. (Order #P-263)


  • The purpose of this exemption is to ensure that governments under MFIPPA/FIPPA will continue to obtain access to records which other governments could otherwise be unwilling to supply without having this protection from disclosure. In order for this provision to apply, the case for confidentiality must be made by the supplying government , not the receiving government.(Order #M-844)


  • This provision applies to a letter from the federal government to the Registrar of Private Investigators and Security Guards. The Private Investigators and Security Guards Act provides that all information received by the Registrar in the course of an investigation not be disclosed without the consent of the Commissioner under that Act. (Order #P-1256)


  • This provision may be satisfied where information is received implicitly in confidence. Nevertheless, the institution must provide sufficient evidence that the information was received in confidence. (Orders #P-304, M-128, M-221, P-627)


  • A municipality is not "another government" for the purposes of s.15(b) [FIPPA]. (Order #P-69)


  • This provision cannot apply to records that were sent from the institution to the other government. (Order #P-278)


  • Records compiled by the Royal Canadian Mounted Police (RCMP) regarding arson and fraud investigations of the requester are provided in confidence to the provincial police force. The records are then given to the Ministry of the Attorney General for the prosecution. This exemption is satisfied because the RCMP is an agency of another government and the records were received in confidence. The expectation of confidence continued when the police provided the documents to the ministry. (Order #P-368)


  • Information supplied in confidence by the Federal Health Board is covered by s.15(b) [FIPPA]. (Order #P-68 and see Orders #P-210, P-278, P-304, P-369 for other examples)


  • Records prepared by the federal government for the institution in respect of an in camera federal inquiry are covered by section 15(b) [FIPPA]. (Order #P-123)


  • Notes made from manuscripts from an in camera inquiry fall within s.15(b) [FIPPA] when they are provided to a provincial government ministry from the federal government. Similarly, the transcript of a confidential meeting between governments is exempt under s.15(b) [FIPPA]. (Orders #P-123, P-124)


  • Where records about an individual were received by the Ontario Insurance Commission and the Ontario Securities Commission from the Royal Canadian Mounted Police in confidence, they are exempt under this provision. (Order #P-452)


  • Records received by the Ministry of Finance from the Canada Deposit Insurance Corporation, in respect of the ministry's regulation of loan and trust companies, were provided in confidence and were exempt under this provision. (Order #P-480)


  • The Commission found that this exemption applied to a report received by the Ontario Native Affairs Secretariat (ONAS) from Indian and Northern Affairs Canada (INAC) relating to a First Nations land claim. It was determined that the Government of Canada forwarded sensitive information contained in its historical reports only to the parties to the negotiations involved in land claims and that these materials were supplied in confidence. The protocols between the parties to the negotiations supported the confidential nature of the information. (Order #P-730, P-949)


  • The proposals of other provincial governments for changes to funding of out of province medical care was exempt under this provision. (Order #P-1038)


  • The exemption applies to relations with territorial governments. (Order #P-1202)


  • Briefing notes prepared by Ontario officials which discuss the contents of other province's briefing notes pertaining to matters discussed at interprovincial conferences are exempt. (Order #P-1202)


  • Records received by the Ontario Insurance Commission from a federal government agency, namely the Office of the Superintendent of Financial Institutions Canada met the requirements of this section.(Order #P-1211)


  • Records which reveal the contents records received from another government fall under this provision. (Order #P-1552)


s.9(1)(a) MFIPPA : NOTE: This section is unique to MFIPPA; It is comparable to s.15(b) of FIPPA

 

  • Records provided by the Department of National Defence (DND) to a City to plan for a public display of military equipment were not exempt under this provision. At the time the records were provided to the City, no reference to confidentiality was made. The records were provided in respect of previous events and had at one time been distributed to members of the public who were involved in planning the previous events. Even though an expectation of confidentiality was alluded to in subsequent meetings with the DND, the Commission found that the "in confidence" test had not been met. (Order #M-151)


  • Computer printouts of the criminal history of the appellant were obtained electronically from the Canadian Police Information Centre (CPIC). The information in CPIC is comprised of information originally entered in the system by various law enforcement agencies, including non-federal sources. The Royal Canadian Mounted Police (RCMP), while responsible for the administration and maintenance of the system, is only one of the contributors of information. The mere fact that the RCMP administers and maintains CPIC does not make the RCMP the source of all information that resides in the system. Only the retrieval of information originally supplied to CPIC by the RCMP can be considered to be "received" from the RCMP. In this case, the information received from CPIC was originally supplied by the local police force itself. As a result, this exemption does not apply. (Orders #M-128, M-363, M-839)


  • In this case the information entered on Canadian Police Information Centre. was obtained in confidence from the Royal Canadian Mounted Police, Immigration and Passport Branch. As a result, the Commission found that this exemption applied. (Order #M-363)


  • Confidential records received by the police from various agencies of the government of Canada, Ontario and the United States were exempt under this provision. The records derived from the Royal Canadian Mounted Police, the Federal Department of External Affairs and the Department of Justice, the ministries of the Solicitor General and the Attorney General in Ontario and United States police agencies. (Order #M-202)


9(1)(b) MFIPPA - NOTE: This section is unique to MFIPPA; It is comparable to s.15(b) of FIPPA

  • A current value assessment phase-in property impact tape fell under this provision.(Order #M-1089)


9(1)(d) MFIPPA - NOTE: This section is unique to MFIPPA; It is comparable to s.15(b) of FIPPA



  • Municipal and regional police services are law enforcement agencies of the Government of Ontario, because the Police Services Act (PSA) is the governing legislation with respect to police services in Ontario and the PSA is administered by the Solicitor General of Ontario. (Order #M-1004)


  • In this case, the OPP did not have a reasonable expectation of confidentiality for C.P.I.C. information relating to the suspension of the requester's driving licence (Order #M-1055)
 

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